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Jan. 14, 2025
Imposing a $500,000 fine, the PCAOB has sanctioned Baker Tilly US, LLP for quality control violations.
Enforcement
Dec. 3, 2024
The PCAOB has sanctioned a firm and three of its partners for attempting to deceive the PCAOB’s inspection staff, among other violations.
Enforcement
Dec. 3, 2024
The PCAOB has sanctioned an audit firm and its sole partner for violations of PCAOB rules and standards.
Enforcement
Nov. 21, 2024
The PCAOB has adopted amendments to standardize disclosure of firm and engagement metrics and to modernize the PCAOB’s reporting framework.
Standards
Nov. 21, 2024
The PCAOB has approved its 2025 budget to carry out its strategic plan’s goals and protect investors.
About the PCAOB
Nov. 20, 2024
The PCAOB has completed the series of in-person forums for auditors of smaller businesses and broker-dealers planned for 2024, reflecting a renewed focus on supporting smaller audit firms.
About the PCAOB
Nov. 19, 2024
The PCAOB has sanctioned five firms for violations of rules related to required reporting.
Enforcement
Nov. 15, 2024
The PCAOB will hold an open meeting at 10:00 a.m. ET on Nov. 21, 2024, to consider adopting requirements related to (1) firm and engagement metrics and (2) the PCAOB’s firm reporting framework. The Board will also consider its 2025 budget.
Standards
Nov. 14, 2024
The PCAOB has adopted a rule amendment aimed at enhancing the usefulness of audit firm registration information.
Standards
Nov. 8, 2024
The PCAOB has revoked the registration of a Chinese firm for repeatedly violating PCAOB reporting rules and failing to cooperate with a Board investigation.
Enforcement
Nov. 8, 2024
At a Nov. 14 open meeting, the PCAOB will consider adopting a rule amendment aimed at enhancing the PCAOB’s registration program.
Standards
Nov. 7, 2024
The PCAOB has announced the agenda for the November 12 meeting of its Standards and Emerging Issues Advisory Group.
About the PCAOB
Oct. 24, 2024
Chair Williams issues statement on her swearing in to a second term.
About the PCAOB
Oct. 22, 2024
The PCAOB has sanctioned Yusufali & Associates LLC and its sole partner for multiple violations of PCAOB rules and standards.
Enforcement
Oct. 21, 2024
On November 20, 2024, Board Member Anthony C. Thompson will host a PCAOB forum in Jersey City for auditors of small businesses and broker-dealers.
About the PCAOB
Sep. 24, 2024
The PCAOB has sanctioned five audit firms for violations related to audit committee communications or reporting requirements.
Enforcement
Sep. 20, 2024
The PCAOB announces the agenda for the September 26 meeting of its Investor Advisory Group.
About the PCAOB
Sep. 11, 2024
On October 9, 2024, Board Member Christina Ho will host a PCAOB forum in Miami for auditors of small businesses and broker-dealers.
About the PCAOB
Aug. 15, 2024
The PCAOB released 2023 annual inspection reports, a new Spotlight on 2023 inspection findings, and website enhancements for inspection data.
Inspections
Aug. 7, 2024
On September 12, 2024, Board Member Kara M. Stein will host a PCAOB forum in Denver for auditors of small businesses and broker-dealers.
About the PCAOB