Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Date:

May 1, 2025

Time:

8:30 a.m. - 4:30 p.m.

Speakers:

Board Member George R. Botic; PCAOB Staff; FINRA Staff; SEC Staff

Event:

Location:

Hyatt Regency Jersey City, Jersey City, NJ

Registration

There is no fee to attend in-person, but advance registration is required.

Access information will be sent to all registrants one day prior to the forum.

9:00 a.m. – 9:55 a.m.	Welcome and Board Member Perspectives
9:55 a.m. – 11:10 a.m.	PCAOB Inspections Overview and Illustrative Examples: Issuers
11:10 a.m. – 11:20 a.m.	Break
11:20 a.m. – 12:10 p.m.	SEC Update
12:10 p.m. – 12:35 p.m.	PCAOB Enforcement Update
12:35 p.m. – 1:30 p.m.	Lunch
1:30 p.m. – 2:20 p.m.	FINRA Update
2:20 p.m. – 3:35 p.m.	Standard-Setting Update
3:35 p.m. – 3:45 p.m.	Break
3:45 p.m. – 5:00 p.m.	PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers